UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 9, 2012
VRINGO, INC.
(Exact Name of Registrant as Specified in its Charter)
Delaware | 001-34785 | 20-4988129 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
780 Third Avenue, 15th Floor
New York, New York 10017
(Address of Principal Executive Offices and Zip Code)
Registrant’s telephone number, including area code: (212) 309-7549
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 1.01 Entry into a Material Definitive Agreement
Patent Purchase Agreement
On August 9, 2012, Vringo, Inc. (the “Company”) entered into a Patent Purchase Agreement (the “Patent Purchase Agreement”) with Nokia Corporation (“Nokia”) pursuant to which Nokia agreed to sell to the Company a portfolio consisting of over 500 patents and patent applications worldwide, including 109 issued United States patents. The Company agreed to compensate Nokia with a cash payment and certain ongoing rights in revenues generated from the patent portfolio.
The portfolio encompasses a broad range of technologies relating to cellular infrastructure, including communication management, data and signal transmission, mobility management, radio resources management and services.
Thirty-one of the 124 patent families acquired have been declared essential by Nokia to wireless communications standards. Standards represented in the portfolio are commonly known as 2G, 2.5G, 3G and 4G and related technologies and include GSM, WCDMA, T63, T64, DECT, IETF, LTE, SAE, and OMA.
The purchase price for the portfolio is $22 million, plus to the extent that the gross revenue (as defined in the Patent Purchase Agreement) generated by such portfolio exceeds $22 million, a royalty of 35% of such excess. The $22 million payment shall be paid to Nokia on or before September 14, 2012. The Patent Purchase Agreement provides that Nokia and its affiliates will retain a non-exclusive, worldwide and fully paid-up license (without the right to grant sublicenses) to the portfolio for the sole purpose of supplying (as defined in the Patent Purchase Agreement) Nokia’s products. The Patent Purchase Agreement also provides that if the Company brings a proceeding against Nokia or its affiliates within seven years, Nokia shall have the right to re-acquire the patent portfolio for a nominal amount.
Further, if the Company either sells to a third party any assigned essential cellular patent, or more than a certain portion of the other assigned patents (other than in connection with a change of control of the Company), or files an action against a telecom provider to enforce any of the assigned patents (other than in response to any specified action filed by a telecom provider against the Company or its affiliate) which action is not withdrawn after notice from Nokia, then the Company will be obligated to pay to Nokia a substantial impairment payment. Because all of the foregoing actions are within the Company’s sole control, it does not expect to be obligated to pay any such impairment payment.
The list of assigned patents and essential cellular patents pursuant to the Patent Purchase Agreement is attached as Exhibit 99.1 hereto and is incorporated herein by reference.
The Company intends to file the Patent Purchase Agreement as an exhibit to its quarterly report on Form 10-Q for the period ending September 30, 2012 and plans to seek confidential treatment of certain terms in the Patent Purchase Agreement at such time.
Registered Direct Financing
On August 9, 2012, the Company entered into Subscription Agreements with several investors with respect to the registered direct offer and sale by the Company of an aggregate of 9,600,000 shares of the Company’s common stock, par value $0.01 per share (the “Shares”), at a purchase price of $3.25 per share in a privately negotiated transaction in which no party is acting as an underwriter or placement agent. The sale of the Shares is expected to settle on or about August 10, 2012. The net proceeds to the Company are expected to be approximately $30.5 million after deducting estimated offering expenses payable by the Company.
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Of the approximately $30.5 million net proceeds from this offering, the Company intends to use $22 million as payment to Nokia in connection with the acquisition of patent assets pursuant to the Patent Purchase Agreement described above, $3.2 million as repayment in full of the Company’s outstanding debt to Hudson Bay Master Fund Ltd. and the remainder for general corporate purposes.
The sale and issuance of the Shares is being made pursuant to a prospectus supplement dated August 9, 2012 and an accompanying prospectus dated August 2, 2012, pursuant to the Company’s existing effective “shelf” registration statement on Form S-3 (File No. 333-182823), which was filed with the Securities and Exchange Commission (the “Commission”) on July 24, 2012 and declared effective by the Commission on August 2, 2012.
A copy of the opinion of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. relating to the legality of the issuance and sale of the Shares is attached as Exhibit 5.1 hereto. A copy of the form of Subscription Agreement is filed herewith as Exhibit 10.1 and is incorporated herein by reference. The foregoing description of the sale and issuance of the Shares by the Company and the documentation related thereto does not purport to be complete and is qualified in its entirety by reference to such Exhibits.
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Item 7.01 Regulation FD Disclosure
The Company will host a conference call on August 9, 2012 at 10:00 a.m. Eastern Time to discuss certain information regarding the entry into the Patent Purchase Agreement with Nokia. A copy of the investor presentation prepared by the Company for use during the call is attached hereto as Exhibit 99.2.
The information furnished by the Company pursuant to this Item 7.01, including Exhibit 99.2, shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, and shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended.
Item 8.01 Other Events
In connection with the entry into the Patent Purchase Agreement with Nokia and the sale and issuance of the Shares as described in Item 1.01 of this Current Report on Form 8-K, the Company issued press releases. Copies of the press releases are filed as Exhibit 99.2 and Exhibit 99.3, respectively, to this Current Report on Form 8-K and are incorporated by reference herein.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits.
Exhibit Number |
Description | |
5.1 | Opinion of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | |
10.1 | Form of Subscription Agreement, dated August 9, 2012, by and between Vringo, Inc. and each of the investors | |
23.1 | Consent of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. (included in the opinion filed as Exhibit 5.1) | |
99.1 | List of Assigned Patents and Essential Cellular Patents | |
99.2 | Investor Presentation of Vringo, Inc. | |
99.3 | Press release, dated August 9, 2012, announcing the entry into the Patent Purchase Agreement with Nokia Corporation | |
99.4 | Press release, dated August 9, 2012, announcing the sale and issuance of shares of common stock by the company in a registered direct offering |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
VRINGO, INC. | |||
Dated: August 9, 2012 | By: |
/s/ Andrew D. Perlman | |
Name: | Andrew D. Perlman | ||
Title: | Chief Executive Officer |
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Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. |
666 Third Avenue New York, New York 10017 212-935-3000 212-983-3115 fax www.mintz.com |
August 9, 2012
Vringo, Inc.
780 Third Avenue, 15th Floor
New York, New York 10017
Ladies and Gentlemen:
We have acted as legal counsel to Vringo, Inc., a Delaware corporation (the “Company”), in connection with the preparation and filing with the Securities and Exchange Commission (the “Commission”) of a Prospectus Supplement, dated August 9, 2012 (the “Prospectus Supplement”), to a Registration Statement (No. 333-182823) on Form S-3 (the “Registration Statement”), filed by the Company with the Commission under the Securities Act of 1933, as amended (the “Securities Act”). The Prospectus Supplement relates to the sale of an aggregate of 9,600,000 shares (the “Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”), pursuant to Subscription Agreements, dated August 9, 2012, by and among the Company and the purchasers set forth on the signature pages thereto (the “Subscription Agreements”). The form of Subscription Agreement will be filed as an exhibit to a Current Report on Form 8-K and incorporated by reference into the Registration Statement. This opinion is being rendered in connection with the filing of the Prospectus Supplement with the Commission. All capitalized terms used herein and not otherwise defined shall have the respective meanings given to them in the Registration Statement.
In connection with this opinion, we have examined the Company’s Certificate of Incorporation and Bylaws, each as currently in effect, the Registration Statement and the exhibits thereto, the Prospectus Supplement and the Subscription Agreements and such other records of the corporate proceedings of the Company and certificates of the Company’s officers as we have deemed relevant.
In our examination, we have assumed the genuineness of all signatures, the legal capacity of natural persons, the authenticity of all documents submitted to us as originals, the conformity to original documents of all documents submitted to us as certified or photostatic copies and the authenticity of the originals of such copies.
Our opinion is limited to the General Corporation Law of the State of Delaware and we express no opinion with respect to the laws of any other jurisdiction. No opinion is expressed herein with respect to the qualification of the Shares under the securities or blue sky laws of any state or any foreign jurisdiction.
Please note that we are opining only as to the matters expressly set forth herein, and no opinion should be inferred as to any other matters. This opinion is based upon currently existing statutes, rules, regulations and judicial decisions, and we disclaim any obligation to advise you of any change in any of these sources of law or subsequent legal or factual developments which might affect any matters or opinions set forth herein.
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
Boston | Washington | New York | Stamford | Los Angeles | San Diego | London | San Francisco
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
August 9, 2012
Page 2
Based upon the foregoing, we are of the opinion that the Shares, when issued and sold in accordance with the Subscription Agreements and the Prospectus Supplement, will be validly issued, fully paid and non-assessable.
We understand that you wish to file this opinion with the Commission as an exhibit to a Current Report on Form 8-K and the Registration Statement in accordance with the requirements of Item 601(b)(5) of Regulation S-K promulgated under the Securities Act and to reference the firm’s name under the caption “Legal Matters” in the Prospectus Supplement, and we hereby consent thereto. In giving this consent, we do not admit that we are within the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations of the Commission promulgated thereunder.
Very truly yours, | |
/s/ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | |
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. |
SUBSCRIPTION AGREEMENT
This SUBSCRIPTION AGREEMENT (this “Agreement”) is dated as of August 9, 2012, between Vringo, Inc., a Delaware corporation (the “Company”), and the purchaser identified on the signature page hereto (the “Purchaser”).
WHEREAS, the Purchaser desires to subscribe for, and the Company desires to issue, shares of the Company’s common stock, $0.01 par value per share (the “Common Stock”), to the Purchaser pursuant to the terms and conditions of this Agreement;
NOW, THEREFORE, upon the execution and delivery of this Agreement, the Company and the Purchaser agree as follows:
1. Subscription. The Purchaser, intending to be legally bound, hereby irrevocably subscribes for and agrees to purchase the number of shares of Common Stock (the “Shares”) at the per share purchase price and aggregate purchase price (the “Purchase Price”) as set forth on the signature page hereto, and the Company, intending to be legally bound, hereby agrees to issue and sell the Shares to the Purchaser, provided, however, that the Company reserves the right to accept or reject this subscription for Shares, in whole or in part. If the Company elects to accept this subscription for Shares in part, it shall promptly notify such Purchaser by delivery to the Purchaser by email of the signature page countersigned by the Company and reflecting the amount of the subscription accepted.
2. Registration of Shares. The offering and sale of the Shares (the “Offering”) are being made pursuant to (a) an effective Registration Statement on Form S-3 (File No. 333-182823) (the “Registration Statement”) filed by the Company with the Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Securities Act”), including the prospectus contained therein (the “Base Prospectus”), which relates, among other things, to the Shares and the sale thereof from time to time in accordance with Rule 415 under the Securities Act, and (b) a prospectus supplement (the “Prospectus Supplement” and, together with the Base Prospectus, the “Prospectus”) containing certain supplemental information regarding the Shares and terms of the Offering that will be filed with the Commission and delivered to the Purchaser (or made available to the Purchaser by the filing by the Company of an electronic version thereof with the Commission) no later than the second business day following the date of this Agreement.
3. Purchase and Sale of Shares. The Company agrees to issue and sell to the Purchaser and the Purchaser agrees to purchase the Shares at a closing to take place at the offices of the Company, or such other place as the Purchaser and the Company shall mutually agree, including by way of the exchange of facsimile or “pdf” copies of signatures (the “Closing”), no later than the first Trading Day (as such term is defined below) following the date hereof (the “Closing Date”). At the Closing, the Company shall deliver instructions to the Company’s transfer agent to issue the Shares as of the Closing Date and deliver via the Depository Trust Company Deposit Withdrawal Agent Commission System (“DWAC”) the Shares, registered in the name of the Purchaser, against delivery of the Purchase Price, which shall be paid by the Purchaser at the Closing by wire transfer of immediately available funds to the account set forth on Schedule I hereto. The term “Trading Day” means a day on which the principal NYSE MKT is open for trading.
Prior to Closing, the Purchaser shall direct the broker-dealer at which the account or accounts to be credited with the Shares being purchased by such Purchaser are maintained, which broker/dealer shall be a DTC participant, to set up a DWAC instructing the Company’s transfer agent, to credit such account or accounts with the Shares by means of an electronic book-entry delivery. Simultaneously with the delivery to the Company by the Purchaser of the Purchase Price at Closing, the Company shall direct its transfer agent to credit the Purchaser’s account or accounts with the Shares pursuant to the information contained in the DWAC (as specified by such Purchaser on the Investor Questionnaire annexed hereto as Exhibit A).
4. Closing Conditions.
(a) The obligations of the Company hereunder are subject to the following conditions being met:
(i) the accuracy in all material respects as of the date hereof of the representations and warranties by the Purchaser contained herein; and
(ii) the delivery by the Purchaser of the Purchase Price to the Company for the Shares as set forth herein on the Closing Date.
(b) The obligations of the Purchaser hereunder are subject to the following conditions being met:
(i) the accuracy in all material respects as of the date hereof of the representations and warranties by the Company contained herein;
(ii) the delivery by the Company to the Purchaser of the Prospectus and Prospectus Supplement (which may be delivered in accordance with Rule 172 under the Securities Act); and
(iii) the delivery by the Company to the Purchaser of a copy of the irrevocable instructions to the Company’s transfer agent instructing the transfer agent to deliver on an expedited basis via DWAC the number of Shares subscribed for that was accepted by the Company, registered in the name of such Purchaser.
6. Representations and Warranties of the Company. As of the date hereof, the Company hereby represents and warrants to the Purchaser that:
(a) Organization. The Company is a corporation, duly organized, validly existing and in good standing under the laws of the State of Delaware.
(b) Authority and Validity. The Company has all requisite corporate power and authority to execute, deliver and perform its obligations under this Agreement and to consummate the transactions contemplated hereby. The execution, delivery and performance by the Company of this Agreement and the consummation of the transactions contemplated hereby have been duly and validly authorized by all necessary action required on the part of the Company, and no other proceedings on the part of the Company are necessary to authorize this Agreement or for the Company to perform its obligations under this Agreement. This Agreement constitutes the lawful, valid and legally binding obligation of the Company, enforceable in accordance with its terms, except as the same may be limited by applicable bankruptcy, insolvency, reorganization, moratorium or similar laws affecting the enforcement of creditors’ rights generally and general equitable principles regardless of whether such enforceability is considered in a proceeding at law or in equity.
(c) Valid Issuance of Common Stock. The Shares, when issued, sold and delivered in accordance with the terms hereof for the Purchase Price, will be duly and validly authorized and issued, fully paid and nonassessable and free of restrictions on transfer other than the applicable state and federal securities laws.
(d) Registration Statement. The Registration Statement is in full force and effect and no cease and desist order or other suspension of the Registration Statement exists, has been imposed or, to the knowledge of the Company is threatened by the Commission.
(e) No Violation or Conflict. The execution, delivery and performance of this Agreement and the transactions contemplated hereby do not (i) violate, conflict with or result in the breach of any provision of the Company’s Certificate of Incorporation or Bylaws, (ii) conflict with or violate any law, rule, regulation, order, judgment or decree applicable the Company or any of its assets, properties or businesses, or (iii) conflict with, result in any breach of, constitute a default (or event that with the giving of notice or lapse of time, or both, would become a default) under, require any consent under, or give to others any rights of termination, amendment, acceleration, suspension, revocation or cancellation of, or result in the creation of any encumbrance on any of the assets or properties of the Company, pursuant to any note, bond, mortgage or indenture, contract, agreement, lease, sublease, license, permit, franchise or other instrument or arrangement to which the Company is a party except, in the case of clauses (ii) and (iii), to the extent that such conflicts, breaches, defaults or other matters would not, individually or in the aggregate, reasonably be expected to have a material adverse effect on the Company.
(f) Governmental/Regulatory Consents and Approvals. Except for filings under federal securities laws and, if required, NYSE MKT rules and regulations, the execution, delivery and performance of this Agreement by the Company do not, and the consummation of the transactions contemplated hereby do not and will not, require any permits, consents, approvals, orders, authorizations of, or declarations to or filings with any federal, state, local or foreign government or regulatory authority, which has not already been obtained, effected or provided.
7. Representations, Warranties and Covenants of the Purchaser. As of the date hereof, the Purchaser hereby represents and warrants to the Company that:
(a) The Purchaser has received (or otherwise had made available to him by the filing by the Company of an electronic version thereof with the Commission) the Base Prospectus which is a part of the Registration Statement, and the documents incorporated by reference therein (collectively, the “Disclosure Package”), prior to or in connection with the execution of this Agreement. The Purchaser acknowledges that, prior to the delivery of this Agreement to the Company, the Purchaser will receive certain additional information regarding the Offering, including pricing information (the “Offering Information”). Such information may be provided to the Purchaser by any means permitted under the Act, including the Prospectus Supplement, a free writing prospectus and oral communications.
(b) The Purchaser (a) is knowledgeable, sophisticated and experienced in making, and is qualified to make decisions with respect to, investments in shares presenting an investment decision like that involved in the purchase of the Shares, including investments in securities issued by the Company and investments in comparable companies and has reviewed such information and made such inquiries regarding the Company and the purchase of the Shares as he has deemed appropriate and (b) in connection with his decision to purchase the Shares, has received (or had full access to) and is relying only upon the Disclosure Package and the documents incorporated by reference therein.
(c) The Purchaser understands that nothing in this Agreement, the Disclosure Package or any other materials presented to the Purchaser in connection with the purchase and sale of the Shares constitutes legal, tax or investment advice. The Purchaser has consulted such legal, tax and investment advisors and made such investigations as he, it his sole discretion, has deemed necessary or appropriate in connection with his purchase of the Shares.
(d) No person or entity acting on behalf of, or under the authority of, the Purchaser is or will be entitled to any broker’s, finder’s, or similar fees or commission payable by the Company.
(e) Since the date that the Purchaser became aware of the proposed Offering, the Purchaser has not disclosed any information regarding the Offering to any third parties (other than its legal, accounting and other advisors) and has not engaged in any purchases or sales of the securities of the Company (including, without limitation, any Short Sales (as defined herein) involving the Company’s securities). The Purchaser agrees that it will not use any of the Shares acquired pursuant to this Agreement to cover any short position in the Common Stock if doing so would be in violation of applicable securities laws. For purposes hereof, “Short Sales” include, without limitation, all “short sales” as defined in Rule 200 promulgated under Regulation SHO under the Exchange Act, whether or not against the box, and all types of direct and indirect stock pledges, forward sales contracts, options, puts, calls, short sales, swaps, ”put equivalent positions” (as defined in Rule 16a-1(h) under the Exchange Act) and similar arrangements (including on a total return basis), and sales and other transactions through non-U.S. broker dealers or foreign regulated brokers.
(f) No offer by the Purchaser to buy the Shares will be accepted and no part of the Purchase Price will be delivered to the Company until the Purchaser has received the Offering Information and the Company has accepted such offer by countersigning a copy of this Agreement, and any such offer may be withdrawn or revoked, without obligation or commitment of any kind, at any time prior to the Company sending (orally, in writing or by electronic mail) notice of its acceptance of such offer. An indication of interest will involve no obligation or commitment of any kind until the Purchaser has been delivered the Offering Information and this Agreement is accepted and countersigned by or on behalf of the Company. The Purchaser understands and agrees that the Company, in its sole discretion, reserves the right to accept or reject this subscription for Shares, in whole or in part.
8. Public Announcement. The Company and the Purchaser agree that the Company shall, prior to the opening of the financial markets in New York City on the business day immediately after the date hereof: (a) issue a press release announcing the Offering and disclosing all material information regarding the Offering and (b) file a Current Report on Form 8-K with the Securities and Exchange Commission, including a form of this Agreement as an exhibit thereto, which discloses all material non-public information disclosed to the Purchaser.
9. Governing Law. This Agreement shall be governed by, and construed in accordance with, the laws of the State of Delaware, without regard to its conflicts of laws principles.
10. Entire Agreement. This Agreement constitutes the entire agreement between the Company and the Purchaser with respect to the matters covered hereby and supersedes all prior agreements and understanding with respect to such matters between the Company and the Purchaser.
11. Severability. In case any provision contained in this Agreement should be invalid, illegal or unenforceable in any respect, the validity, legality and enforceability of the remaining provisions contained herein will not in any way be affected or impaired thereby.
12. Counterparts; Facsimile or “pdf” Copies. This Agreement may be executed in counterparts, each of which, when executed, shall be deemed an original but all of which, taken together, shall constitute one and the same Agreement. Delivery of an executed copy of a signature page to this Agreement by facsimile or “pdf” transmission shall be as effective as delivery of a manually executed copy of this Agreement and shall be as effective and enforceable as the original.
[SIGNATURES FOLLOW ON NEXT PAGE]
IN WITNESS WHEREOF, the undersigned has caused this Agreement to be duly executed by its authorized signatory as of the date first indicated above.
PURCHASER: | |||
[Name of Purchaser] | |||
By: | |||
Name: | |||
Title: |
Subscription Amount: $_________________
Purchase Price per Share: $______________
No. of Shares: ________________________
VRINGO, INC. | |
Agreed and Accepted this ___ | |
day of August, 2012: |
By: | |||
Name: | |||
Title: |
Address for Notice: | |
780 Third Avenue, 15th Floor | |
Subscription Amount Accepted: | New York, NY 10017 |
$__________________ | Telephone: (646) 525-4319 |
Facsimile: (509) 271-5246 | |
No. of Shares Accepted: | E-mail: andrew.perlman@vringo.com |
___________________ | Attention: Chief Executive Officer |
With a copy to: | |
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | |
Chrysler Center | |
666 Third Avenue | |
New York, NY 10017 | |
Telephone: (212) 935-3000 | |
Facsimile: (212) 983-3115 | |
E-mail: KRKoch@mintz.com | |
Attention: Kenneth R. Koch, Esq. |
EXHIBIT A
INVESTOR QUESTIONNAIRE
1. The exact name that your Shares are to be registered in. You may use a nominee name if appropriate:
_____________________________________________________________________
2. The relationship between the Purchaser and the registered holder listed in response to item 1 above:
_____________________________________________________________________
3. The mailing address of the registered holder listed in response to item 1 above:
____________________________________________________
____________________________________________________
____________________________________________________
____________________________________________________
Fax: ________________________________________________
4. The Social Security Number or Tax Identification Number of the registered holder listed in the response to item 1 above:
_____________________________________________________________
5. Name of DTC Participant (broker-dealer at which the account or accounts to be credited with the Shares are maintained):
______________________________________________________________
6. DTC Participant Number: _______________________________________________________________________
7. Name of Account at DTC Participant being credited with the Shares: ______________________________________
8. Account Number at DTC Participant being credited with the Shares: ______________________________________
Exhibit 99.1
ASSIGNED PATENTS
Patent/ Publication |
Title | Status | Family | County | Filing Date | Filing No. | ||||||
DE69330097.3 | MENETELMÄ SMS-SANOMIEN LÄHETTÄMISEKSI ALERTIA VIIVÄSTÄMÄLLÄ | Grant | 2089 | DE | 17.09.1993 | 93919376.9 | ||||||
EP660992 | MENETELMÄ SMS-SANOMIEN LÄHETTÄMISEKSI ALERTIA VIIVÄSTÄMÄLLÄ | Grant | 2089 | EP | 17.09.1993 | 93919376.9 | ||||||
FI109064 | MENETELMÄ SMS-SANOMIEN LÄHETTÄMISEKSI ALERTIA VIIVÄSTÄMÄLLÄ | Grant | 2089 | FI | 18.09.1992 | 924198 | ||||||
FR660992 | MENETELMÄ SMS-SANOMIEN LÄHETTÄMISEKSI ALERTIA VIIVÄSTÄMÄLLÄ | Grant | 2089 | FR | 17.09.1993 | 93919376.9 | ||||||
GB660992 | MENETELMÄ SMS-SANOMIEN LÄHETTÄMISEKSI ALERTIA VIIVÄSTÄMÄLLÄ | Grant | 2089 | GB | 17.09.1993 | 93919376.9 | ||||||
US5682600 | A METHOD FOR STARTING A SHORT MESSAGE TRANSMISSION | Grant | 2089 | US | 17.09.1993 | 08/403901 | ||||||
DE69331152.5 | METHOD AND APPARATUS FOR SYNCHRONIZING SPEECH FRAMES BETWEENBASE STATIONS | Grant | 2314 | DE | 24.09.1993 | 93920866.6 | ||||||
EP720805 | METHOD AND APPARATUS FOR SYNCHRONIZING SPEECH FRAMES BETWEENBASE STATIONS | Grant | 2314 | EP | 24.09.1993 | 93920866.6 | ||||||
US5722074 | SOFT HANDOFF IN A CELLULAR TELECOMMUNICATIONS SYSTEM | Grant | 2314 | US | 24.09.1993 | 08/619701 | ||||||
US5600705 | METHOD FOR CALL ESTABLISHMENT | Grant | 2336 | US | 20.09.1993 | 08/387926 | ||||||
CNZL96190165.9 | A METHOD FOR SPLITTING AND COMBINING FAX GROUP 3 DATA IN TRANSPARENT HSCSD | Grant | 2390 | CN | 06.03.1996 | 96190165.9 | ||||||
US5805301 | FACSIMILE TRANSMISSION IN A MOBILE COMMUNICATION SYSTEM | Grant | 2390 | US | 06.03.1996 | 08/732467 | ||||||
CN97192428.7 | FAST MOVING MOBILE STATION HANDLING IN A MACRO CELL | Grant | 2398 | CN | 18.02.1997 | 97192428.7 | ||||||
EP885540 | FAST MOVING MOBILE STATION HANDLING IN A MACRO CELL | Abandoned | 2398 | EP | 18.02.1997 | 97903403 | ||||||
IN200572 | FAST MOVING MOBILE STATION HANDLING IN A MACRO CELL | Grant | 2398 | IN | 14.02.1997 | 304/MAS/97 | ||||||
PH1-1997-55589 | FAST MOVING MOBILE STATION HANDLING IN A MACRO CELL | Grant | 2398 | PH | 17.02.1997 | I-55589 | ||||||
SG55627 | FAST MOVING MOBILE STATION HANDLING IN A MACRO CELL | Grant | 2398 | SG | 18.02.1997 | 9804369.8 |
Patent/ Publication |
Title | Status | Family | County | Filing Date | Filing No. | ||||||
US6285884 | FAST MOVING MOBILE STATION HANDLING IN A MACRO CELL | Grant | 2398 | US | 30.11.2000 | 09/117486 | ||||||
DE69326903 | Method for congestion management in a frame relay network and a node in a frame relay network | Grant | 2651 | DE | 14.12.1993 | 94901974.9 | ||||||
EP788698 | Method for congestion management in a frame relay network and a node in a frame relay network | Grant | 2651 | EP | 14.12.1993 | 94901974.9 | ||||||
GB788698 | Method for congestion management in a frame relay network and a node in a frame relay network | Grant | 2651 | GB | 14.12.1993 | 94901974.9 | ||||||
US5638359 | Method for congestion management in a frame relay network and a node in a frame relay network | Grant | 2651 | US | 14.12.1993 | 08/454233 | ||||||
DE69328565.6 | A METHOD FOR CONGESTION MANAGEMENT IN A FRAME RELAY NETWORK AND A NODE IN A FRAME RELAY NETWORK | Grant | 2652 | DE | 14.12.1993 | 94901973.1 | ||||||
EP673573 | A METHOD FOR CONGESTION MANAGEMENT IN A FRAME RELAY NETWORK AND A NODE IN A FRAME RELAY NETWORK | Grant | 2652 | EP | 14.12.1993 | 94901973.1 | ||||||
FR673573 | A METHOD FOR CONGESTION MANAGEMENT IN A FRAME RELAY NETWORK AND A NODE IN A FRAME RELAY NETWORK | Grant | 2652 | FR | 14.12.1993 | 94901973 | ||||||
GB673573 | A METHOD FOR CONGESTION MANAGEMENT IN A FRAME RELAY NETWORK AND A NODE IN A FRAME RELAY NETWORK | Grant | 2652 | GB | 14.12.1993 | 94901973 | ||||||
JP3273790 | A METHOD FOR CONGESTION MANAGEMENT IN A FRAME RELAY NETWORK AND A NODE IN A FRAME RELAY NETWORK | Grant | 2652 | JP | 14.12.1993 | 6513838 | ||||||
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CNZL95191251.8 | METHOD AND SYSTEM FOR CONTROLLING STATISTICALLY MULTIPLEXEDATM BUS | Grant | 2704 | CN | 13.1.1995 | 95191251.8 | ||||||
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GB740875 | METHOD AND SYSTEM FOR CONTROLLING STATISTICALLY MULTIPLEXEDATM BUS | Grant | 2704 | GB | 13.1.1995 | 95905653.2 | ||||||
IT740875 | METHOD AND SYSTEM FOR CONTROLLING STATISTICALLY MULTIPLEXEDATM BUS | Grant | 2704 | IT | 13.1.1995 | 95905653.2 | ||||||
JP2927553 | METHOD AND SYSTEM FOR CONTROLLING STATISTICALLY MULTIPLEXEDATM BUS | Grant | 2704 | JP | 13.1.1995 | 7-518860 | ||||||
NZ278086 | METHOD AND SYSTEM FOR CONTROLLING STATISTICALLY MULTIPLEXEDATM BUS | Grant | 2704 | NZ | 13.1.1995 | 278086 | ||||||
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JP3842335 | IMPLEMENTATION OF MUTUAL RATE ADAPTATIONS IN DATA SERVICES BETWEEN GSM AND | Grant | 7164 | JP | 30.05.1996 | 8-136887 | ||||||
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CH1068762 | TRACKING OF REAL TIME AND OBSERVED TIME DIFFERENCE VALUES INTIME | Grant | 7882 | CH | 30.03.1999 | 99945702.1 | ||||||
CNZL99804679.5 | TRACKING OF REAL TIME AND OBSERVED TIME DIFFERENCE VALUES INTIME | Grant | 7882 | CN | 30.03.1999 | 99804679.5 | ||||||
DE69927492.3 | TRACKING OF REAL TIME AND OBSERVED TIME DIFFERENCE VALUES INTIME | Grant | 7882 | DE | 30.03.1999 | 99945702.1 | ||||||
EP1068762 | TRACKING OF REAL TIME AND OBSERVED TIME DIFFERENCE VALUES INTIME | Grant | 7882 | EP | 30.03.1999 | 99945702.1 | ||||||
JP4059626 | TRACKING OF REAL TIME AND OBSERVED TIME DIFFERENCE VALUES INTIME | Grant | 7882 | JP | 30.03.1999 | 2000-544146 | ||||||
NL1068762 | TRACKING OF REAL TIME AND OBSERVED TIME DIFFERENCE VALUES INTIME | Grant | 7882 | NL | 30.03.1999 | 99945702.1 | ||||||
NO325596 | TRACKING OF REAL TIME AND OBSERVED TIME DIFFERENCE VALUES INTIME | Grant | 7882 | NO | 30.03.1999 | 20004893 | ||||||
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GB2370183 | NBR POOL FOR SIMA NETWORK | Grant | 7959 | GB | 20.7.1999 | 30514.4 | ||||||
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FR1135962 | System and method for prioritizing multicast packets in a network service class utilizing a priority-based quality of service | Grant | 7960 | FR | 9.12.1999 | 99966074.9 | ||||||
GB1135962 | System and method for prioritizing multicast packets in a network service class utilizing a priority-based quality of service | Grant | 7960 | GB | 9.12.1999 | 99966074.9 | ||||||
IT1135962 | System and method for prioritizing multicast packets in a network service class utilizing a priority-based quality of service | Grant | 7960 | IT | 9.12.1999 | 99966074.9 | ||||||
SE1135962 | System and method for prioritizing multicast packets in a network service class utilizing a priority-based quality of service | Grant | 7960 | SE | 9.12.1999 | 99966074.9 | ||||||
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CA2250037 | SPEECH TRANSMISSION IN A PACKET NETWORK | Grant | 10732 | CA | 27.3.1997 | 2250037 | ||||||
CNZL97194117.3 | SPEECH TRANSMISSION IN A PACKET NETWORK | Grant | 10732 | CN | 27.3.1997 | 97194117.3 | ||||||
DE69738106.4 | SPEECH TRANSMISSION IN A PACKET NETWORK | Grant | 10732 | DE | 27.3.1997 | 97908301.1 | ||||||
EP894383 | SPEECH TRANSMISSION IN A PACKET NETWORK | Grant | 10732 | EP | 27.3.1997 | 97908301.1 | ||||||
ES894383 | SPEECH TRANSMISSION IN A PACKET NETWORK | Grant | 10732 | ES | 27.3.1997 | 97908301.1 | ||||||
FI103456 | SPEECH TRANSMISSION IN A PACKET NETWORK | Grant | 10732 | FI | 29.3.1996 | 961442 | ||||||
FR894383 | SPEECH TRANSMISSION IN A PACKET NETWORK | Grant | 10732 | FR | 27.3.1997 | 97908301.1 | ||||||
GB894383 | SPEECH TRANSMISSION IN A PACKET NETWORK | Grant | 10732 | GB | 27.3.1997 | 97908301.1 | ||||||
HK1017189 | SPEECH TRANSMISSION IN A PACKET NETWORK | Grant | 10732 | HK | 27.4.1999 | 99101866.1 | ||||||
IN206503 | SPEECH TRANSMISSION IN A PACKET NETWORK | Grant | 10732 | IN | 20.3.1997 | IN 588/MAS/97 | ||||||
IT894383 | SPEECH TRANSMISSION IN A PACKET NETWORK | Grant | 10732 | IT | 27.3.1997 | 97908301.1 | ||||||
PH1-1997-55861 | SPEECH TRANSMISSION IN A PACKET NETWORK | Grant | 10732 | PH | 17.3.1997 | I-55861 | ||||||
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CNZL98807025.1 | ROUTING SHORT MESSAGES | Grant | 10765 | CN | 02.06.1998 | 98807025.1 | ||||||
DE69834402.2 | ROUTING SHORT MESSAGES | Grant | 10765 | DE | 02.06.1998 | 98924342.3 | ||||||
EP992164 | ROUTING SHORT MESSAGES | Grant | 10765 | EP | 02.06.1998 | 98924342.3 | ||||||
ES992164 | ROUTING SHORT MESSAGES | Grant | 10765 | ES | 02.06.1998 | 98924342.3 | ||||||
FI109511 | ROUTING OF MOBILE ORIGINATED SHORT MESSAGES (MO-SM) FORM SMSC TO THE RIGHT | Grant | 10765 | FI | 03.06.1997 | FI 972357 | ||||||
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GB992164 | ROUTING SHORT MESSAGES | Grant | 10765 | GB | 02.06.1998 | 98924342.3 | ||||||
IT992164 | ROUTING SHORT MESSAGES | Grant | 10765 | IT | 02.06.1998 | 98924342.3 | ||||||
JP3988836 | ROUTING SHORT MESSAGES | Grant | 10765 | JP | 02.06.1998 | 11-501673 | ||||||
NL992164 | ROUTING SHORT MESSAGES | Grant | 10765 | NL | 02.06.1998 | 98924342.3 | ||||||
SE992164 | ROUTING SHORT MESSAGES | Grant | 10765 | SE | 02.06.1998 | 98924342.3 | ||||||
US6292669 | ROUTING SHORT MESSAGES | Grant | 10765 | US | 02.06.1998 | 09/454946 | ||||||
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EP1234418 | CALL ROUTING IN A TELECOMMUNICATION SYSTEM | Grant | 10906 | EP | 29.11.2000 | 985284.9 | ||||||
GB1234418 | CALL ROUTING IN A TELECOMMUNICATION SYSTEM | Grant | 10906 | GB | 29.11.2000 | 985284.9 | ||||||
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CNZL01810732.X | MANAGEMENT OF SUBSCRIBER DATA IN MOBILE SYSTEM | Grant | 10919 | CN | 04.06.2001 | 01810732.X | ||||||
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EP1303942 | MANAGEMENT OF SUBSCRIBER DATA IN MOBILE SYSTEM | Grant | 10919 | EP | 04.06.2001 | 1938289.4 | ||||||
ES1303942 | MANAGEMENT OF SUBSCRIBER DATA IN MOBILE SYSTEM | Grant | 10919 | ES | 04.06.2001 | 1938289.4 | ||||||
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FR1303942 | MANAGEMENT OF SUBSCRIBER DATA IN MOBILE SYSTEM | Grant | 10919 | FR | 04.06.2001 | 1938289.4 | ||||||
GB1303942 | MANAGEMENT OF SUBSCRIBER DATA IN MOBILE SYSTEM | Grant | 10919 | GB | 04.06.2001 | 1938289.4 | ||||||
IT1303942 | MANAGEMENT OF SUBSCRIBER DATA IN MOBILE SYSTEM | Grant | 10919 | IT | 04.06.2001 | 1938289.4 | ||||||
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CNZL98804385.8 | DATA TRANSMISSION IN A MOBILE NETWORK | Grant | 11159 | CN | 09.04.1998 | 98804385.8 | ||||||
DE69834917.2 | Method to combine the radio and fixed network transmission channels effectively in the fixed | Grant | 11159 | DE | 09.04.1998 | 98913785.6 | ||||||
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GB985288 | Method to combine the radio and fixed network transmission channels effectively in the fixed | Grant | 11159 | GB | 09.04.1998 | 98913785.6 | ||||||
IT985288 | Method to combine the radio and fixed network transmission channels effectively in the fixed | Grant | 11159 | IT | 09.04.1998 | 98913785.6 | ||||||
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FR941592 | ROUTING OF PACKETS IN A TELECOMMUNICATIONS SYSTEM | Grant | 11162 | FR | 27.10.1997 | 97910478.3 | ||||||
GB941592 | ROUTING OF PACKETS IN A TELECOMMUNICATIONS SYSTEM | Grant | 11162 | GB | 27.10.1997 | 97910478.3 | ||||||
IT941592 | ROUTING OF PACKETS IN A TELECOMMUNICATIONS SYSTEM | Grant | 11162 | IT | 27.10.1997 | 97910478.3 | ||||||
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EP1053626 | CALLING SUBSCRIBER VALIDATION | Grant | 11399 | EP | 23.12.1998 | 98962457.2 | ||||||
GB1053626 | CALLING SUBSCRIBER VALIDATION | Grant | 11399 | GB | 23.12.1998 | 98962457.2 | ||||||
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GB1013132 | SWITCH ARRANGEMENT | Grant | 11590 | GB | 14.7.1998 | 98935047.5 | ||||||
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DE69838103.3 | BUFFER MANAGEMENT | Grant | 11602 | DE | 27.10.1998 | 98950138.2 | ||||||
EP1031253 | BUFFER MANAGEMENT | Grant | 11602 | EP | 27.10.1998 | 98950138.2 | ||||||
FR1031253 | BUFFER MANAGEMENT | Grant | 11602 | FR | 27.10.1998 | 98950138.2 | ||||||
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ES956714 | SCP.N OHJAAMAN LISÄVALINNAN KERÄÄMISEN MONIPUOLISTAMINEN | Grant | 14028 | ES | 26.10.1998 | 98950132.5 | ||||||
FI105981 | SCP.N OHJAAMAN LISÄVALINNAN KERÄÄMISEN MONIPUOLISTAMINEN | Grant | 14028 | FI | 30.10.1997 | 974100 | ||||||
FR956714 | SCP.N OHJAAMAN LISÄVALINNAN KERÄÄMISEN MONIPUOLISTAMINEN | Grant | 14028 | FR | 26.10.1998 | 98950132.5 | ||||||
GB956714 | SCP.N OHJAAMAN LISÄVALINNAN KERÄÄMISEN MONIPUOLISTAMINEN | Grant | 14028 | GB | 26.10.1998 | 98950132.5 | ||||||
IT956714 | SCP.N OHJAAMAN LISÄVALINNAN KERÄÄMISEN MONIPUOLISTAMINEN | Grant | 14028 | IT | 26.10.1998 | 98950132.5 | ||||||
JP4317271 | SCP.N OHJAAMAN LISÄVALINNAN KERÄÄMISEN MONIPUOLISTAMINEN | Grant | 14028 | JP | 26.10.1998 | 11-530114 | ||||||
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CA2374847 | TRANSMISSION AND INTERCONNECTION METHOD | Grant | 14734 | CA | 31.05.1999 | 2374847 | ||||||
CNZL99816695.2 | TRANSMISSION AND INTERCONNECTION METHOD | Grant | 14734 | CN | 31.05.1999 | 99816695.2 | ||||||
JP3782348 | TRANSMISSION AND INTERCONNECTION METHOD | Grant | 14734 | JP | 31.05.1999 | 2001-500582 | ||||||
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FR1179266 | IP TELEPHONY GATEWAY FOR SOLUTION FOR TELECOM SWITCHES | Grant | 14777 | FR | 14.5.1999 | 99973857.8 | ||||||
GB1179266 | IP TELEPHONY GATEWAY FOR SOLUTION FOR TELECOM SWITCHES | Grant | 14777 | GB | 14.5.1999 | 99973857.8 | ||||||
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ES1212919 | RELOCATION OF RRC PROTOCOL IN SRNS RELOCATION | Grant | 15038 | ES | 13.09.2000 | 966045.7 | ||||||
GB1212919 | RELOCATION OF RRC PROTOCOL IN SRNS RELOCATION | Grant | 15038 | GB | 13.09.2000 | 966045.7 | ||||||
JP3602501 | RELOCATION OF RRC PROTOCOL IN SRNS RELOCATION | Grant | 15038 | JP | 13.09.2000 | 524385/2001 | ||||||
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ES1265420 | METHOD OF TELLING A WIRELESS CLIENT FROM A LOCAL SERVER | Grant | 33025 | ES | 28.05.2002 | 2396076.8 | ||||||
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GB1265420 | METHOD OF TELLING A WIRELESS CLIENT FROM A LOCAL SERVER | Grant | 33025 | GB | 28.05.2002 | 2396076.8 | ||||||
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GB1700419 | INDICATING INITIAL FLOOR STATE IN SDP | Grant | 40217 | GB | 16.12.2004 | 4806376.2 | ||||||
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IT1700419 | INDICATING INITIAL FLOOR STATE IN SDP | Grant | 40217 | IT | 16.12.2004 | 4806376.2 | ||||||
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RO1700419 | INDICATING INITIAL FLOOR STATE IN SDP | Grant | 40217 | RO | 16.12.2004 | 4806376.2 | ||||||
SE1700419 | INDICATING INITIAL FLOOR STATE IN SDP | Grant | 40217 | SE | 16.12.2004 | 4806376.2 | ||||||
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ESSENTIAL CELLULAR PATENTS
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ARIB | T63 | |||||||||||||||
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EP740875 | ATM | ATM | METHOD AND SYSTEM FOR CONTROLLING STATISTICALLY MULTIPLEXEDATM BUS | Grant | 2704 | EP | 13.1.1995 | 95905653.2 | ||||||||
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ARIB | T63 | |||||||||||||||
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ARIB | T63 | |||||||||||||||
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ITU | Q1238.2 | |||||||||||||||
US7792092 | IETF | IETF | Data transmission method and a network element | Grant | 14268 | US | 23.12.1999 | 09/868819 | ||||||||
US7072358 | ETSI | GSM, WC DMA | TRANSMISSION AND INTERCONNECTION METHOD | Grant | 14734 | US | 31.05.1999 | 09/997200 | ||||||||
ARIB | T63 | |||||||||||||||
US7242933 | ETSI | LTE, WC DMA | RELOCATION OF RRC PROTOCOL IN SRNS RELOCATION | Grant | 15038 | US | 13.09.2000 | 10/088452 | ||||||||
ARIB | T63 | |||||||||||||||
EP1221212 | ETSI | GSM, WC DMA | SYNCHRONIZATION OF PROTOCOL REMAPPING | Grant | 15081 | EP | 11.10.1999 | 99950691.8 | ||||||||
ARIB | T63 | |||||||||||||||
US7043246 | ETSI | GSM, WC DMA, SAE | PROVIDING MT SERVICES FOR UNREGISTERED SUBSCRIBERS IN R2000IM NETWORKS | Grant | 15483 | US | 04.01.2002 | 10/035339 | ||||||||
ARIB | T63 | |||||||||||||||
US7155173 | IETF | IETF | CROSS SESSION DICTIONARY FOR COMPRESSION OF TEXT-BASED MESSAGES | Grant | 17233 | US | 17.12.2001 | 10/024412 |
Patent/ Publication |
STD Org. | Standard | Title | Status | Family | County | Filing Date | Filing No. | ||||||||
US7218618 | IETF | IETF | GPRS/UMTS GGSN/IGSN ACTING AS MOBILE IP PROXY | Grant | 17242 | US | 19.07.2002 | 10/198599 | ||||||||
US6331978 | ITU-T | G.7041/Y.1303 | GENERIC LABEL ENCAPSULATION PROTOCOL FOR CARRYING LABEL SWITCHED PACKETS | Grant | 17315 | US | 09.03.1999 | 09/264758 | ||||||||
US7558283 | ARIB | T64(cdma2000) | CORRELATION OF SERVICE INSTANCE, R-P CONNECTION AND RADIO CONNECTION IN | Grant | 17746 | US | 02.03.2005 | 11/071492 | ||||||||
US6408063 | ETSI | GSM, WC DMA | A SUBSCRIBER RELATED INFO TO B-SUBSCRIBER BEFORE CALL IS ANSWERED | Grant | 18052 | US | 05.10.1999 | 09/412926 | ||||||||
ARIB | T63, T64 | |||||||||||||||
US6973060 | ETSI | GSM | ROTATING SCH TRANSMISSION | Grant | 18319 | US | 03.01.2000 | 09/476500 | ||||||||
US7126940 | ETSI | GSM | ASSOCIATION OF TLLI AND SCCP CONNECTION TO ENABLE FAST DEPLOYMENT OF LCS IN | Grant | 18965 | US | 23.10.2001 | 10/004084 | ||||||||
US7724720 | ETSI | WC DMA | METHOD FOR TRANSMITTING A SEQUENCE OF SYMBOLS | Grant | 24835 | US | 17.07.2006 | 11/457879 | ||||||||
ARIB | T63 | |||||||||||||||
US6901046 | ETSI | WC DMA | METHOD AND APPARRATUS OF SCHEDULING AND MODULATION/CODING SELECTION FOR | Grant | 25862 | US | 26.12.2001 | 10/025609 | ||||||||
ARIB | T63, T64 | |||||||||||||||
US7050406 | ETSI | WC DMA | METHODS AND APPARATUS OF CHANNEL ALLOCATION WITH CODE DIVISION MULTIPLEXING | Grant | 25975 | US | 12.12.2003 | 10/735266 | ||||||||
ARIB | T63, T64 | |||||||||||||||
US7920499 | OMA | OMA | INDICATING INITIAL FLOOR STATE IN SDP | Grant | 40217 | US | 26.03.2004 | 10/809710 | ||||||||
US7333793 | ETSI | GSM | PS HANDOVER MECHANISM - LLC SYCHRONISATION | Grant | 40284 | US | 05.04.2004 | 10/816931 | ||||||||
AU2005212893 | ETSI | WC DMA | HSDPA HS-DPCCH DUTY CYCLE | Grant | 40312 | AU | 14.02.2005 | 2005212893 | ||||||||
ARIB | T63 | |||||||||||||||
EP1779697 | ETSI | WC DMA | SCHEDULING NODE B CHANGE DURING SHO | Publication | 40609 | EP | 12.08.2005 | 5772926.1 | ||||||||
ARIB | T63 | |||||||||||||||
US20090156215 | ETSI | GSM, WC DMA | LACK OF CHANNEL CODINGS IMPLIES A HANDOVER | Pending | 40773 | US | 27.04.2007 | 11/666578 | ||||||||
ARIB | T63 | |||||||||||||||
EP1842386 | ETSI | GSM | DOWNLINK DATA OPTIMIZATION FOR PS HANDOVER | Publication | 40985 | EP | 08.12.2005 | 5824117.5 |
Patent/ Publication |
STD Org. | Standard | Title | Status | Family | County | Filing Date | Filing No. | ||||||||
US20070070949 | ETSI | WC DMA | PSI/SI INDICATOR AND TRANSFERING PSI/SI BLOCKS IN THE TRANSPARENT CONTAINER FOR | Pending | 46841 | US | 28.09.2006 | 11/540940 | ||||||||
ARIB | T63 |
Exhibit 99.3
Vringo and Nokia Execute Patent Purchase Agreement
Vringo to Acquire Over 500 Patents and Applications from Nokia
NEW YORK — August 9, 2012 — Vringo, Inc. (NYSE MKT: VRNG), a company engaged in the innovation, development and monetization of mobile technologies and intellectual property, today announced that it had entered into a Patent Purchase Agreement with Nokia Corporation pursuant to which Nokia agreed to sell Vringo a portfolio consisting of over 500 patents and patent applications worldwide, including 109 issued United States patents. Vringo agreed to compensate Nokia with a cash payment and certain ongoing rights in revenues generated from the patent portfolio.
The portfolio encompasses a broad range of technologies relating to cellular infrastructure, including communication management, data and signal transmission, mobility management, radio resources management and services.
Thirty one of the 124 patent families acquired have been declared essential by Nokia to wireless communications standards. Standards represented in the portfolio are commonly known as 2G, 2.5G, 3G and 4G and related technologies and include GSM, WCDMA, T63, T64, DECT, IETF, LTE, SAE, and OMA.
Further details are included in a Form 8-K to be filed by Vringo with the United States Securities and Exchange Commission.
For more information, visit: www.vringoIP.com.
About Vringo, Inc.
Vringo, Inc. is engaged in the innovation, development and monetization of mobile technologies and intellectual property. Vringo's intellectual property portfolio consists of eleven patents, eight of which were acquired from Lycos, Inc., as well as over twenty patent applications. Vringo operates a global platform for the distribution of mobile social applications and services including Facetones® and Video Ringtones which transforms the basic act of making and receiving mobile phone calls into a highly visual, social experience.
Forward-Looking Statements
This press release includes forward-looking statements, which may be identified by words such as "believes," "expects," "anticipates," "estimates," "projects," "intends," "should," "seeks," "future," "continue," or the negative of such terms, or other comparable terminology. Forward-looking statements are statements that are not historical facts. Such forward-looking statements are subject to risks and uncertainties, which could cause actual results to differ materially from the forward-looking statements contained herein. Factors that could cause actual results to differ materially include, but are not limited to: the inability to realize the potential value created by the merger with Innovate/Protect for our stockholders; our inability to raise additional capital to fund our combined operations and business plan; our inability to monetize and recoup our investment with respect to patent assets that we acquire; our inability to maintain the listing of our securities on the NYSE MKT; the potential lack of market acceptance of our products; our inability to protect our intellectual property rights; potential competition from other providers and products; our inability to license and monetize the patents owned by Innovate/Protect, including the outcome of the litigation against online search firms and other companies; our inability to monetize and recoup our investment with respect to patent assets that we acquire; and other risks and uncertainties and other factors discussed from time to time in our filings with the Securities and Exchange Commission ("SEC"). Investors and stockholders are also urged to read the risk factors set forth in the definitive proxy statement/prospectus filed with the SEC on June 21, 2012. Vringo expressly disclaims any obligation to publicly update any forward-looking statements contained herein, whether as a result of new information, future events or otherwise, except as required by law.
Contacts:
Investors:
Cliff Weinstein
Executive Vice President
Vringo, Inc.
646-532-6777 (o)
cliff@vringo.com
Media:
Caroline L. Platt
The Hodges Partnership
804-788-1414 (o)
804-317-9061 (m)
cplatt@hodgespart.com
Exhibit 99.4
Vringo Announces $31.2 Million Registered Direct Offering of Common Stock
NEW YORK — August 9, 2012 — Vringo, Inc. (NYSE MKT: VRNG), a company engaged in the innovation, development and monetization of mobile technologies and intellectual property, today announced that it has entered into subscription agreements for the sale of 9.6 million shares of its common stock in a registered direct offering at a price of $3.25 per share, for gross proceeds of approximately $31.2 million. Approximately 90% of the shares in the offering were placed with three institutional investors. The shares were offered directly to the investors without a placement agent or underwriter. The sale and issuance of the shares is expected to close on or about August 10, 2012.
Vringo intends to use the proceeds of the offering to acquire a portfolio of intellectual property from Nokia Corporation, to repay all outstanding indebtedness, and for general corporate purposes.
The sale and issuance of the shares is being made pursuant to a prospectus supplement dated August 9, 2012 and an accompanying prospectus dated August 2, 2012, pursuant to Vringo's effective "shelf" registration statement on Form S-3 (File No. 333-182823), which was filed with the Securities and Exchange Commission on July 24, 2012 and was declared effective on August 2, 2012.
This press release shall not constitute an offer to sell or the solicitation of an offer to buy any securities of Vringo, Inc. nor shall there be any sale of securities in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.
About Vringo, Inc.
Vringo, Inc. is engaged in the innovation, development and monetization of mobile technologies and intellectual property. Vringo's intellectual property portfolio consists of eleven patents, eight of which were acquired from Lycos, Inc., as well as over twenty patent applications. Vringo operates a global platform for the distribution of mobile social applications and services including Facetones® and Video Ringtones which transforms the basic act of making and receiving mobile phone calls into a highly visual, social experience. For more information, visit: www.vringoIP.com.
Forward-Looking Statements
This press release includes forward-looking statements, which may be identified by words such as "believes," "expects," "anticipates," "estimates," "projects," "intends," "should," "seeks," "future," "continue," or the negative of such terms, or other comparable terminology. Forward-looking statements are statements that are not historical facts. Such forward-looking statements are subject to risks and uncertainties, which could cause actual results to differ materially from the forward-looking statements contained herein. Factors that could cause actual results to differ materially include, but are not limited to: the inability to realize the potential value created by the merger with Innovate/Protect for our stockholders; our inability to raise additional capital to fund our combined operations and business plan; our inability to monetize and recoup our investment with respect to patent assets that we acquire; our inability to maintain the listing of our securities on the NYSE MKT; the potential lack of market acceptance of our products; our inability to protect our intellectual property rights; potential competition from other providers and products; our inability to license and monetize the patents owned by Innovate/Protect, including the outcome of the litigation against online search firms and other companies; our inability to monetize and recoup our investment with respect to patent assets that we acquire; and other risks and uncertainties and other factors discussed from time to time in our filings with the Securities and Exchange Commission ("SEC"). Investors and stockholders are also urged to read the risk factors set forth in the definitive proxy statement/prospectus filed with the SEC on June 21, 2012. Vringo expressly disclaims any obligation to publicly update any forward-looking statements contained herein, whether as a result of new information, future events or otherwise, except as required by law.
Contacts:
Investors:
Cliff Weinstein
Executive Vice President
Vringo, Inc.
646-532-6777 (o)
cliff@vringo.com
Media:
Caroline L. Platt
The Hodges Partnership
804-788-1414 (o)
804-317-9061 (m)
cplatt@hodgespart.com